Terrence E. Herr

HERR CAPITAL MANAGEMENT LLC

Chicago, IL 60643

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CRD#: 2565870

Professional summary

Terrence Edward Herr, CFP®, CLU®, who also goes by Terry Herr, is a registered financial advisor currently at HERR CAPITAL MANAGEMENT LLC located in Chicago, Illinois.

Terrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Terrence has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

What are your service offerings?

Life Transitions

Retirement Income Management

Retirement Planning

Investment Planning

Estate Planning

Employee and Employer Plan Ben...

Social Security Planning

Inheritance

Tax Planning

Small Business Planning

Insurance Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Terry Herr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.100% OF HERR CAPITAL MANAGEMENT, LLC WHICH IS A REGISTERED INVESTMENT ADVISORY FIRM IN THE STATE OF ILLINOIS. THE LLC WAS INCORPORATED ON MARCH 3, 2000 APPROXIMATELY 90% OF MY TIME IS DEVOTED TO THE INVESTMENT ADVISORY. I AM AVAILABLE DURING OFFICE AND MARKET HOURS FOR ANY REQUEST RELATED TO BROKER-DEALER ACTIVITIES AND/OR OTHER BUSINESS ACTIVITIES. 2. INSURANCE OFFERED AS AN INDEPENDENT AGENT. APPROXIMATELY 5-10% OF MY TIME IS DEVOTED TO INSURANCE SALES and other activities. address location: 10231 S Western Ave STE 1A, Chicago, Il 60643 3. HERR CAPITAL MANAGEMENT, NOT INVESTMENT RELATED, 4550 W 103rd Street Oak Lawn, IL 60453, OWNER, START DATE:01/01/1994, 0-40 HR/MO,0-4 HR/TD,SELL FIXED INSURANCE PRODUCTS. 4. PROTECTEDIRA.COM SELLS FIXED INSURANCE PRODUCTS SUCH AS TERM LIFE, LTC, ANNUITIES. IT DOES NOT SELL ANY EQUITY INDEX OR VARIABLE PRODUCTS NON SECURITIES RELATED START JULY 2011. OWNER BY HERR CAPITAL MANAGEMENT LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrence Edward Herr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

CLU^®

Chartered Life Underwriter

Experience

Current

June 6, 2000 - Present

HERR CAPITAL MANAGEMENT LLC

Office #1: 10231 S. Western Avenue Suite 1a, Chicago, IL 60643

RIA

CRD#: 122965

Chicago, IL

Past

March 5, 2010 - July 2, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Chicago, IL

Past

March 9, 1998 - March 16, 2010

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CHICAGO, IL

Past

January 6, 1998 - March 16, 2010

FSC SECURITIES CORPORATION

CRD#: 7461

CHICAGO, IL

Past

January 24, 1995 - January 12, 1998

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/6/2000)

IAR

Indiana
(9/20/2012)

IAR

Pennsylvania
(9/16/2022)

IAR

Texas
(4/4/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/1/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/1998

General Securities Principal Examination

Current Firm

HERR CAPITAL MANAGEMENT LLC

CRD#: 122965 / SEC#:

Illinois

Registered Investment Advisory firm - (6/6/2000 Approved)

Indiana

Registered Investment Advisory firm - (9/20/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/16/2022 Approved)

Texas

Registered Investment Advisory firm - (3/29/2019 Conditional Restricted)

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Contact information

Main Address

10231 S. Western Avenue Suite 1a, Chicago, IL 60643

Mailing Address

Phone number

(312) 697-1600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	187
AUM (Assets Under Management)	$ 68,455,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Terrence E. Herr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrence Edward Herr's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

WS GRIFFITH SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/1998

Series 63

Date: 12/29/1994

SIE

Date: 10/1/2018

Series 7

Date: 1/23/1995

Series 53

Date: 8/1/2003

Series 24

Date: 1/21/1998

Current Firm

HERR CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HERR CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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