Phillip G. Hinds

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CRD#: 2565822

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Phillip Graff Hinds, who also goes by Phillip Graff Hinds Mr., was a registered financial professional .

Phillip is a previously registered financial professional and started their career in finance in 1994. Phillip had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Phillip Graff Hinds Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 19, 2017 - August 30, 2017

CAPITAL MANAGEMENT SERVICES, INC.

RIA

CRD#: 118260

MANCHESTER, MO

Past

December 3, 2007 - December 31, 2016

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

MARYLAND HEIGHTS, MO

Past

February 14, 2007 - November 30, 2007

FINANCIAL LEADERSHIP ADVISORS, INC.

RIA

CRD#: 139864

ST. LOUIS, MO

Past

December 20, 2006 - December 31, 2016

WORLD EQUITY GROUP, INC.

CRD#: 29087

MARYLAND HEIGHTS, MO

Past

January 25, 2005 - December 20, 2006

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

ST. LOUIS, MO

Past

June 6, 2002 - August 2, 2004

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

April 12, 2002 - June 19, 2002

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

November 25, 1997 - July 15, 2002

WMA INVESTMENT ADVISORS, INC. (WMAIA)

RIA

CRD#: 108450

DULUTH , GA

Past

December 13, 1994 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL MANAGEMENT SERVICES, INC.

CRD#: 118260 / SEC#: 801-117988

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

California

Registered Investment Advisory firm - (2/23/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Kansas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/12/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/12/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/10/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CAPITAL MANAGEMENT SERVICES, INC.

CRD#: 118260 / SEC#: 801-117988

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

California

Registered Investment Advisory firm - (2/23/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Kansas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

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Contact information

Main Address

410 Sovereign Ct. Suite 13, Manchester, MO 63011

Mailing Address

Phone number

(636) 207-5829

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CMS FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	608
AUM (Assets Under Management)	$ 141,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Phillip G. Hinds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

FINANCIAL LEADERSHIP ADVISORS, INC.

WORLD EQUITY GROUP, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

WATERSTONE FINANCIAL GROUP, INC.

WORLD GROUP SECURITIES, INC.

WMA INVESTMENT ADVISORS, INC. (WMAIA)

WMA SECURITIES, INC.

Primary Firm SEC Registration

CAPITAL MANAGEMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/12/2007

Series 63

Date: 12/12/1994

SIE

Date: 12/31/2016

Series 7

Date: 2/19/2008

Series 6

Date: 12/12/1994

Series 24

Date: 7/23/2008

Series 26

Date: 1/10/1995

Current Firm

CAPITAL MANAGEMENT SERVICES, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT SERVICES, INC.

TRUST BUT VERIFY

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