Mersin N. Capollari

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 2565690

Professional summary

Mersin Nmi Capollari, who also goes by Mersin Nmi Capollari, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Mersin is registered as a RR (Registered Representative) and started their career in finance in 1995. Mersin has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mersin Nmi Capollari

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mersin Nmi Capollari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

August 8, 2024 - November 15, 2024

PARALEL DISTRIBUTORS

CRD#: 316115

DENVER, CO

Past

April 28, 2023 - September 14, 2023

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

July 12, 2022 - April 28, 2023

BUTLER CAPITAL PARTNERS

CRD#: 114242

NEW YORK, NY

Past

May 19, 2020 - May 25, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

SCARSDALE, NY

Past

May 18, 2020 - May 25, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

SCARSDALE, NY

Past

April 16, 2020 - May 25, 2021

TD AMERITRADE, INC.

CRD#: 7870

SCARSDALE, NY

Past

March 19, 2018 - August 15, 2018

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

August 9, 2011 - July 11, 2017

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

January 5, 2011 - August 9, 2011

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

DUBLIN, OH

Past

March 7, 2006 - December 31, 2010

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

NEWARK, NJ

Past

March 16, 2005 - August 9, 2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

July 11, 2000 - February 23, 2005

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

November 17, 1998 - May 31, 2000

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

February 5, 1997 - February 24, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 26, 1995 - January 7, 1997

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

February 1, 1995 - August 3, 1995

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

January 3, 1995 - February 1, 1995

LT LAWRENCE & CO., INC.

CRD#: 31956

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/22/2025)

Connecticut
(1/10/2025)

Florida
(1/10/2025)

Georgia
(1/10/2025)

Kansas
(10/27/2025)

Massachusetts
(1/10/2025)

New Jersey
(1/10/2025)

New York
(1/10/2025)

North Carolina
(1/10/2025)

Ohio
(1/13/2025)

Pennsylvania
(1/10/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 5/16/2020

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/1/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/7/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/27/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/28/2025

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 3/3/2008

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mersin N. Capollari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mersin Nmi Capollari's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARALEL DISTRIBUTORS

MCG SECURITIES LLC

BUTLER CAPITAL PARTNERS

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

TRANSAMERICA CAPITAL, LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

MORGAN STANLEY DW INC.

GKN SECURITIES CORP.

D. H. BLAIR & CO., INC.

LT LAWRENCE & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/16/2020

Series 65

Date: 3/1/2006

Series 63

Date: 1/10/1995

SIE

Date: 8/15/2018

Series 31

Date: 3/7/1997

Series 7

Date: 12/27/1994

Series 24

Date: 8/28/2025

Series 26

Date: 3/3/2008

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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