Attila G. Toth
Professional summary
Attila Gyula Toth was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Attila is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Attila had worked at 4 firms, which includes WORKMAN SECURITIES CORPORATION, CAPWEST SECURITIES INC., UNITED SECURITIES ALLIANCE INC., WMA SECURITIES INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2008 - September 4, 2009
WORKMAN SECURITIES CORPORATION
February 23, 2007 - July 16, 2008
CAPWEST SECURITIES, INC.
January 2, 2001 - February 14, 2007
UNITED SECURITIES ALLIANCE, INC.
January 20, 1995 - November 30, 2000
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WORKMAN SECURITIES CORPORATION
CRD#: 31898 / SEC#: 801-65758, 8-45573
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
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