Linda A. Katzenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Ann Katzenstein, who also goes by Lin Katzenstein, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1995. Linda had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2009 - June 12, 2014
USAA FINANCIAL PLANNING SERVICES
May 29, 2009 - June 12, 2014
USAA FINANCIAL ADVISORS, INC.
January 9, 2009 - January 16, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
July 16, 2008 - September 11, 2008
VOYA INVESTMENT MANAGEMENT CO. LLC
September 10, 2004 - September 11, 2008
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 20, 1997 - October 23, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
February 14, 1995 - January 20, 1997
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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