Edward K Tom
Professional Summary
Edward K Tom, who also goes by Edward Tom, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1995 - 2021. Edward had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 4, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Edward Tom
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
MACRO RISK ADVISORS LLC
Contact Information
Main Address
411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580Mailing Address
Po Box 6259, Fair Haven, NJ 07704Phone Number
(212) 287-2640Established
New York since 05/09/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (17 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | — |
| CURNUTT, DEAN CARL | PRESIDENT | — |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | — |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2013About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2012About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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