John T. Sadowski
Professional summary
John Thomas Sadowski JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, John had worked at 14 firms, which includes KOVACK SECURITIES INC., INVESTORS CAPITAL CORP., CLEARING SERVICES OF AMERICA INC., KIRLIN SECURITIES INC., NAVILLUS SECURITIES INC., SAPERSTON ASSET MANAGEMENT INC., CAPITAL INTERNATIONAL SECURITIES GROUP INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, NORTHEAST SECURITIES LLC, MEYERS POLLOCK ROBBINS INC., H.J. MEYERS & CO. INC., S. D. COHN & CO. INC., BUTTONWOOD SECURITIES INC., MAIDSTONE FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2003 - October 13, 2005
KOVACK SECURITIES INC.
October 11, 2001 - January 31, 2003
INVESTORS CAPITAL CORP.
July 2, 2001 - October 23, 2001
CLEARING SERVICES OF AMERICA, INC.
February 13, 2001 - July 23, 2001
KIRLIN SECURITIES INC.
June 8, 2000 - October 25, 2000
NAVILLUS SECURITIES, INC.
August 31, 1999 - June 12, 2000
CLEARING SERVICES OF AMERICA, INC.
August 26, 1999 - September 3, 1999
SAPERSTON ASSET MANAGEMENT, INC.
May 26, 1999 - August 25, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
December 8, 1998 - May 20, 1999
KIRLIN SECURITIES INC.
November 14, 1997 - February 19, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 24, 1997 - November 5, 1997
NORTHEAST SECURITIES, LLC
August 1, 1996 - November 21, 1997
MEYERS POLLOCK ROBBINS, INC.
October 3, 1995 - August 12, 1996
H.J. MEYERS & CO., INC.
September 11, 1995 - October 3, 1995
S. D. COHN & CO., INC.
August 17, 1995 - September 6, 1995
BUTTONWOOD SECURITIES, INC.
April 28, 1995 - August 14, 1995
S. D. COHN & CO., INC.
January 19, 1995 - May 26, 1995
MAIDSTONE FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
