Dan Belforti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Belforti, who also goes by Dan Louis Belforti, Daniel Louis Belforti, Daniel Belforti, was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1995. Dan had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2010 - December 31, 2014
BELFORTI INVESTMENTS, LLC
November 12, 2009 - December 31, 2010
INVESTORS CAPITAL CORP.
February 8, 2007 - December 31, 2009
BELFORTI INVESTMENTS, LLC
July 19, 2004 - December 31, 2010
INVESTORS CAPITAL CORP.
March 12, 2002 - June 24, 2002
COMMONWEALTH FINANCIAL NETWORK
November 29, 2001 - June 24, 2002
COMMONWEALTH FINANCIAL NETWORK
December 8, 1999 - December 31, 2006
BELFORTI INVESTMENTS, LLC
January 22, 1999 - November 27, 2001
OSAIC WEALTH, INC.
April 10, 1996 - February 4, 1999
TUCKER ANTHONY INCORPORATED
January 12, 1995 - March 28, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BELFORTI INVESTMENTS, LLC
CRD#: 118631 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
