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AO

Alexander Opoulos

OBJECTIVITY SQUARED WEALTH MANAGEMENT
Charleston, SC 29403
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CRD#: 2565061
AO

Professional summary


Alexander Opoulos IV, who also goes by Alexander Opoulois IV, Alex Opoulos, Alexander Opoulos, is a registered financial advisor currently at OBJECTIVITY SQUARED WEALTH MANAGEMENT located in Charleston, South Carolina.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Alexander has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Alexander Opoulois Iv | Alex Opoulos | Alexander Opoulos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) A&B WATERWAY LLC ADDRESS: ISLE OF PALMS, SC NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: PARTNER INVESTMENT RELATED:YES START DATE: 11/13/2009 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 4 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: STRATEGIC DECISIONS AROUND THE PURCHASE OR SELLING OF REAL ESTATE INVESTMENTS 2) Basic Kitchen Address: 701 East Bay St. Suite 512,Charleston, SC Nature of the Business: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 09/19/2018 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 2 Description of duties: My responsibilities include attending Monthly Meetings and helping out where I can with any thoughts related to menu, events, concepts and at times helping mitigate any potential issues between partners. 3.) Objectivity Squared Insurance Solutions LLC; non-investment related; Same Address; Fixed Insurance Sales; approximately 1% of time.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Alexander Opoulos IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 4, 2021 - Present

OBJECTIVITY SQUARED WEALTH MANAGEMENT

Office #1: 701 East Bay Street Suite 403, Charleston, SC 29403
RIA
CRD#: 311052
Charleston, SC
Past

November 18, 2009 - December 31, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
CHARLESTON, SC
Past

November 13, 2009 - December 31, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CHARLESTON, SC
Past

March 15, 1995 - November 18, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHARLESTON, SC
Past

January 12, 1995 - November 18, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHARLESTON, SC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OS
OBJECTIVITY SQUARED WEALTH MANAGEMENT
OBJECTIVITY SQUARED WEALTH MANAGEMENT | OBJECTIVITY SQUARED, LLC

CRD#: 311052 / SEC#: 801-119693

RIA
Registered Investment Advisory firm - (10/26/2020 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(1/4/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/13/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


OS
OBJECTIVITY SQUARED WEALTH MANAGEMENT
OBJECTIVITY SQUARED WEALTH MANAGEMENT | OBJECTIVITY SQUARED, LLC

CRD#: 311052 / SEC#: 801-119693

RIA
Registered Investment Advisory firm - (10/26/2020 Approved)
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Contact information


Main Address
701 East Bay Street Suite 403, Charleston, SC 29403
Mailing Address
Phone number
(843) 212-2805
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OSWM FORM ADV PART 2A (3/20/2025)

Regulatory assets under management


Total Number of Accounts1,367
AUM (Assets Under Management)$ 401,140,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OBJECTIVITY SQUARED WEALTH MANAGEMENT

CRD#: 311052Charleston, SC 29403

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