Robert H. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Henry Jacobs was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1964. Robert had worked at 17 firms and has passed the Series 63, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2002 - April 21, 2014
PHILADELPHIA BROKERAGE CORPORATION
April 15, 2002 - September 24, 2002
NATIONAL SECURITIES CORPORATION
July 25, 2000 - April 2, 2002
LADENBURG THALMANN & CO. INC.
August 24, 1999 - August 7, 2000
NATIVE NATIONS SECURITIES, INC.
May 7, 1999 - July 28, 1999
OPPENHEIMER & CO. INC.
May 9, 1997 - August 24, 1998
GLEACHER & COMPANY SECURITIES, INC.
May 30, 1995 - May 2, 1997
R.W.PRESSPRICH & CO.
April 12, 1995 - May 1, 1995
MILLER TABAK HIRSCH & CO.
September 17, 1992 - March 30, 1994
ABN AMRO SECURITIES LLC
March 17, 1992 - July 27, 1992
HERZOG, HEINE, GEDULD, LLC
November 11, 1989 - February 8, 1990
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 31, 1985 - August 1, 1989
FINANCIAL SQUARE PARTNERS
April 21, 1981 - June 17, 1985
CITIGROUP GLOBAL MARKETS INC.
June 6, 1979 - May 1, 1981
SALOMON BROTHERS INC.
July 1, 1977 - July 15, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
April 15, 1975 - September 18, 1975
WOOD STRUTHERS & WINTHROP INC
July 13, 1964 - November 3, 1973
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/14/1981
Interest Rate Options ExaminationSeries 1
Date: 7/10/1964
Registered Representative ExaminationCurrent Firm
PHILADELPHIA BROKERAGE CORPORATION
CRD#: 25534 / SEC#: 801-70757, 8-41788
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDERMOTT, SEAN MICHAEL | PARTNER, CFO, CCO, FINOP, COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL | 4266504 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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