Eli G. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eli Guralnick Meyer, who also goes by Debi Guralnick, Debra Guralnick, Eli Debra Guralnick, Eli Guralnick, was a registered financial professional .
Eli is a previously registered financial professional and started their career in finance in 1994. Eli had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2011 - March 3, 2022
LPL FINANCIAL LLC
October 11, 2011 - March 3, 2022
LPL FINANCIAL LLC
August 3, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
August 3, 2010 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
October 28, 2009 - July 20, 2010
NEWALLIANCE INVESTMENTS, INC.
July 26, 2007 - October 26, 2009
CETERA INVESTMENT SERVICES LLC
June 29, 2007 - October 26, 2009
BANCNORTH INVESTMENT GROUP, INC.
April 24, 2006 - July 6, 2007
MSI FINANCIAL SERVICES, INC.
March 31, 2006 - July 6, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 31, 2006 - July 6, 2007
MSI FINANCIAL SERVICES, INC.
August 2, 2004 - May 31, 2005
OSAIC INSTITUTIONS, INC.
August 2, 2004 - May 31, 2005
OSAIC INSTITUTIONS, INC.
April 2, 2004 - July 28, 2004
NEWALLIANCE INVESTMENTS, INC.
March 23, 2000 - April 1, 2004
OSAIC INSTITUTIONS, INC.
February 8, 1999 - April 1, 2004
OSAIC INSTITUTIONS, INC.
December 14, 1995 - February 17, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 14, 1995 - February 17, 1999
OSAIC FA, INC.
December 12, 1994 - October 13, 1995
IDS LIFE INSURANCE COMPANY
December 12, 1994 - October 13, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHIEF FINANCIAL OFFICER | 4003349 |
| ENYEDI, MATTHEW KLAUS | MANAGING DIRECTOR, NATIONAL SALES | 4194266 |
| GATES, GREGORY | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 7069201 |
| JAMBUSARIA, ANERI | MANAGING DIRECTOR LPL SERVICES GROUP | 7248335 |
| MALFITANO, STEVEN THOMAS | SVP, FINANCE CAPITAL MANAGEMENT AND PRINCIPAL FINANCIAL OFFICER | 3178848 |
| MCHALE, JAMES | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6052977 |
| RICKETTS, JUDITH KOHOSKIE | EXECUTIVE VICE PRESIDENT, OPERATIONS AND PRINCIPAL OPERATIONS OFFICER | 2758924 |
| SIMONICH, BRENT BLAIN | EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | 3254859 |
| STEINMEIER, RICHARD C | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 5109512 |
Regulatory assets under management
| Total Number of Accounts | 2,369,378 |
| AUM (Assets Under Management) | $ 618,922,975,737 |
Disclosures
| Regulatory Event | 208 |
| Arbitration | 58 |
| Bond | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | ||
| 07/19/2024 | ||
| 11/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
