Michael T. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Todd Murphy, who also goes by Michael T. Murphy, Michael Murphy, Mike T Murphy, Mike Todd Murphy, Mike Murphy, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2024 - April 23, 2025
GLOBAL VIEW CAPITAL MANAGEMENT LLC
September 14, 2021 - December 31, 2022
PFS INVESTMENTS INC.
June 29, 2021 - December 31, 2022
PFS INVESTMENTS INC.
December 8, 1994 - June 27, 1996
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/29/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
