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Matthew H Ditomasso

CRD# 2564826·Registered 1995 - 2015
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew H Ditomasso, who also goes by Matthew Hoyle Ditomasso, Matthew Ditomasso, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1995 - 2015. Matthew had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Hoyle Ditomasso, Matthew Ditomasso

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Past

TD AMERITRADE, INC.Past·CRD# 7870
RIA
Providence, RI
July 7, 2014 - August 19, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLCPast·CRD# 111514
RIA
Providence, RI
July 7, 2014 - August 19, 2015
TD AMERITRADE, INC.Past·CRD# 7870
BD
Providence, RI
July 7, 2014 - August 19, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Providence, RI
March 2, 2012 - July 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Providence, RI
December 9, 2011 - July 2, 2014
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Smithfield, RI
August 25, 1998 - March 10, 2010
STRATEGIC ADVISERS LLCPast·CRD# 104555
RIA
Smithfield, RI
May 12, 2003 - November 2, 2009
CITIZENS SECURITIES, INC.Past·CRD# 39550
BD
Johnston, RI
June 11, 1998 - July 22, 1998
DUKE & CO., INC.Past·CRD# 8035
BD
New York, NY
August 15, 1997 - October 31, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCPast·CRD# 11025
BD
St. Louis, MO
February 20, 1997 - June 24, 1997
PRUCO SECURITIES, LLC.Past·CRD# 5685
BD
Newark, NJ
January 6, 1995 - September 11, 1995

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Current Firm

TD AMERITRADE, INC.
TD AMERITRADE, INC.

TD AMERITRADE, INC. | WATERHOUSE SECURITIES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC.

CRD#: 7870 / SEC#: 801-60469, 8-23395
BD
Terminated by SEC on 09/17/2024

Contact Information

Main Address

200 South 108th Avenue, Omaha, NE 68154

Phone Number

(800) 669-3900

Established

New York since 09/29/1978

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

5,840

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS LLC.OWNER—
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER - BD1216310
KOSTULIAS, JAMES ROBERTPRESIDENT3091009
STARR, JEFFREY HAROLDMANAGING DIRECTOR, OPERATIONS4700461
THOMPSON, AARON MARKCHIEF FINANCIAL OFFICER/FINOP6483170

Disclosures

Regulatory Event

87

Civil Event

1

Arbitration

147

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1995About the Series 6 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Nov 2002About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2002About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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