Matthew H. Ditomasso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew H Ditomasso, who also goes by Matthew Hoyle Ditomasso, Matthew Ditomasso, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1995. Matthew had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - August 19, 2015
TD AMERITRADE, INC.
July 7, 2014 - August 19, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 7, 2014 - August 19, 2015
TD AMERITRADE, INC.
March 2, 2012 - July 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 2011 - July 2, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 2003 - November 2, 2009
STRATEGIC ADVISERS LLC
August 25, 1998 - March 10, 2010
FIDELITY BROKERAGE SERVICES LLC
June 11, 1998 - July 22, 1998
CITIZENS SECURITIES, INC.
August 15, 1997 - October 31, 1997
DUKE & CO., INC.
February 20, 1997 - June 24, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 6, 1995 - September 11, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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