Glenn E. Kendall
Professional summary
Glenn Eugene Kendall is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Tinley Park, Illinois.
Glenn is registered as a RR (Registered Representative) and started their career in finance in 1994. Glenn has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glenn Eugene Kendall's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2017 - Present
AMERITAS INVESTMENT COMPANY, LLC
May 4, 2010 - December 31, 2010
SPC
May 4, 2010 - December 31, 2016
SIGMA FINANCIAL CORPORATION
March 14, 2005 - May 4, 2010
B. RILEY WEALTH ADVISORS, INC.
June 30, 2004 - May 4, 2010
NATIONAL SECURITIES CORPORATION
June 30, 2003 - July 6, 2004
AMERIPRISE ADVISOR SERVICES, INC.
March 11, 2003 - July 10, 2003
CHOREO, LLC
December 20, 1994 - July 6, 2004
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2017)
(1/10/2017)
(1/10/2017)
(1/13/2017)
(1/10/2017)
(1/10/2017)
Exams
Series 8
Date: 6/15/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
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