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Pedro Fernandez

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CRD#: 2564651
PF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pedro Fernandez, who also goes by Pedro Ariel Fernandez, was a registered financial professional .

Pedro is a previously registered financial professional and started their career in finance in 1995. Pedro had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Pedro Ariel Fernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 27, 2014 - December 5, 2014

TORINO CAPITAL LLC

BD
CRD#: 157525
NEW YORK, NY
Past

October 9, 2012 - November 23, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BERKELEY, CA
Past

November 3, 2008 - April 16, 2009

FTC CAPITAL MARKETS, INC.

BD
CRD#: 125805
NEW YORK, NY
Past

January 19, 2005 - April 29, 2008

PALI CAPITAL, INC.

BD
CRD#: 117783
NEW YORK, NY
Past

January 17, 2003 - September 10, 2003

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
MIAMI, FL
Past

January 17, 2003 - September 10, 2003

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

January 6, 2003 - January 17, 2003

PERSHING LLC

RIA
CRD#: 7560
MIAMI, FL
Past

December 3, 2002 - January 17, 2003

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 19, 2001 - July 9, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

December 15, 2000 - February 6, 2001

STONE & YOUNGBERG LLC

BD
CRD#: 795
SAN FRANCISCO, CA
Past

March 31, 1999 - December 7, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 10, 1995 - August 11, 1998

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/11/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/5/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2012
General Securities Representative Examination

Current Firm

TC
TORINO CAPITAL LLC
TORINO CAPITAL LLC | TORINO CAPITAL, LLC

CRD#: 157525 / SEC#: , 8-68855

BD
Terminated by SEC on 09/30/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 03/29/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
TORINO CAPITAL GROUP LLCHOLDING COMPANY/MANAGING MEMBER
BORSATO, FABIANOCOO / CCO / CFO / FINOP5759900
SIERRA, VICTOR GUILLERMOCHIEF EXECUTIVE OFFICER/CHAIRMAN2764352

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TORINO CAPITAL LLC

CRD#: 157525

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