Michael J. Nelson
Professional summary
Michael J Nelson, who also goes by Michael John Nelson, is a registered financial professional currently at FRED ALGER & COMPANY, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael J Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2019 - Present
FRED ALGER & COMPANY, LLC
Office #1: 100 Pearl Street 27th Floor, New York, NY, 10004January 2, 2019 - March 11, 2019
AQR INVESTMENTS, LLC
September 19, 2016 - December 31, 2018
ALPS DISTRIBUTORS, INC.
June 23, 2009 - September 9, 2016
GOLDMAN SACHS & CO. LLC
June 15, 2006 - June 17, 2009
COHEN & STEERS SECURITIES, LLC
April 25, 1997 - April 28, 2006
MFS FUND DISTRIBUTORS, INC.
February 14, 1995 - April 17, 1995
CETERA ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2023)
(3/13/2019)
(3/13/2019)
(3/13/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
FRED ALGER & COMPANY, LLC
CRD#: 5300 / SEC#: , 8-15900
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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