AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Mark Ray Clark

Mark Ray Clark

CFP®
PRESTIGE ADVISORS
SARASOTA, FL
·CRD# 2564546·31 years experience

Professional Summary

Mark Ray Clark, CFP®, who also goes by Mark R Clark, is a registered financial advisor currently at PRESTIGE ADVISORS INC. located in Sarasota, Florida. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 13 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark R Clark

Blog Corner

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
View profile
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

Credentials

CFP®
Certified Financial PlannerSince 2006

Years of Experience

31 years in the financial services industry

Current & Past Employments

PRESTIGE ADVISORS INC.·CRD# 319102
RIA
6710 Professional Parkway West Suite 305, Sarasota, FL 34240
August 23, 2022 - Present
LEGACY FINANCIAL ADVISORS, INC.·CRD# 158675
RIA
Lakewood Ranch, FL
January 24, 2020 - March 8, 2022
WEALTH PLANNING AND DESIGN LLC·CRD# 281982
RIA
Sarasota, FL
December 17, 2015 - December 12, 2019
NEPSIS ADVISOR SERVICES, INC.·CRD# 162340
RIA
Sarasota, FL
March 5, 2015 - March 28, 2016
NEPSIS, INC.·CRD# 141203
RIA
Minneapolis, MN
April 13, 2012 - August 4, 2015
GIRARD SECURITIES, INC.·CRD# 18697
RIA
Sarasota, FL
March 4, 2010 - June 21, 2010
GIRARD SECURITIES, INC.·CRD# 18697
BD
Sarasota, FL
March 3, 2010 - June 21, 2010
QA3 FINANCIAL LLC·CRD# 104957
RIA
Sarasota, FL
October 8, 2003 - March 11, 2010
QA3 FINANCIAL CORP.·CRD# 14754
BD
Sarasota, FL
February 28, 2003 - March 11, 2010
FAS WEALTH MANAGEMENT SERVICES, INC.·CRD# 10164
BD
Sarasota, FL
July 7, 1998 - March 7, 2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
August 8, 1995 - July 7, 1998
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
August 8, 1995 - July 7, 1998
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
January 9, 1995 - August 3, 1995
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
December 19, 1994 - January 10, 1995

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

Current Firm

PA
PRESTIGE ADVISORS INC.

PRESTIGE ADVISORS INC.

CRD#: 319102
Florida
Registered Investment Advisory firm - Florida (8/23/2022 Approved)

Contact Information

Main Address

6710 Professional Parkway West Suite 305, Sarasota, FL 34240

Phone Number

(941) 799-3300

# of Employees

2

Documents

Latest Form ADV

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Prestige Planning, LLC; non-investment-related; 6311 Atrium Dr Suite 206, Lakewood Ranch FL 34202; Risk Management Agency - Fixed Insurance, Property & Casualty; Managing Member; August 1, 2017; approx. 80% of my time is spent on fixed insurance planning. Lakewood Ranch Community Foundation; non-investment-related; 2820 Manatee Ave West, Bradenton FL 34205; Donor Advised Fund that grants money to local 501(c)
(3) organizations; Advisory Board Member responsible for reviewing and approving grant applications; October 1, 2021; approx. 2hrs/month.

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(8/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2004About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2003About the Series 65 exam

Series 7 — General Securities Representative Examination

Passed Jan 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1994About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Oct 1998About the Series 24 exam

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ray Clark's CRS (Customer Relationship Summary).

Similar Advisors

Lea Smith Johnson
Lea Smith Johnson

OSAIC WEALTH, INC.

BRADENTON, FL · CRD#
John Edward Darby
John Edward Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

SARASOTA, FL · CRD#
Augustine Hong
Augustine Hong

HIGHTOWER ADVISORS, LLC

Lakewood Ranch, FL · CRD#
Mark Ray Clark
Follow Mark
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required