Mark R. Clark

PRESTIGE ADVISORS

Lakewood Ranch, FL 34202

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CRD#: 2564546

Professional summary

Mark Ray Clark, CFP®, who also goes by Mark R Clark, is a registered financial advisor currently at PRESTIGE ADVISORS INC. located in Lakewood Ranch, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 13 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark R Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Prestige Planning, LLC; non-investment-related; 6311 Atrium Dr Suite 206, Lakewood Ranch FL 34202; Risk Management Agency - Fixed Insurance, Property & Casualty; Managing Member; August 1, 2017; approx. 80% of my time is spent on fixed insurance planning. Lakewood Ranch Community Foundation; non-investment-related; 2820 Manatee Ave West, Bradenton FL 34205; Donor Advised Fund that grants money to local 501(c)(3) organizations; Advisory Board Member responsible for reviewing and approving grant applications; October 1, 2021; approx. 2hrs/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ray Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 23, 2022 - Present

PRESTIGE ADVISORS INC.

Office #1: 6311 Atrium Dr Suite 200, Lakewood Ranch, FL 34202

RIA

CRD#: 319102

Lakewood Ranch, FL

Past

January 24, 2020 - March 8, 2022

LEGACY FINANCIAL ADVISORS, INC.

RIA

CRD#: 158675

Lakewood Ranch, FL

Past

December 17, 2015 - December 12, 2019

WEALTH PLANNING AND DESIGN LLC

RIA

CRD#: 281982

SARASOTA, FL

Past

March 5, 2015 - March 28, 2016

NEPSIS ADVISOR SERVICES, INC.

RIA

CRD#: 162340

SARASOTA, FL

Past

April 13, 2012 - August 4, 2015

NEPSIS, INC.

RIA

CRD#: 141203

MINNEAPOLIS, MN

Past

March 4, 2010 - June 21, 2010

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

SARASOTA, FL

Past

March 3, 2010 - June 21, 2010

GIRARD SECURITIES, INC.

CRD#: 18697

SARASOTA, FL

Past

October 8, 2003 - March 11, 2010

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SARASOTA, FL

Past

February 28, 2003 - March 11, 2010

QA3 FINANCIAL CORP.

CRD#: 14754

SARASOTA, FL

Past

July 7, 1998 - March 7, 2001

FAS WEALTH MANAGEMENT SERVICES, INC.

CRD#: 10164

SARASOTA, FL

Past

August 8, 1995 - July 7, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 8, 1995 - July 7, 1998

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

January 9, 1995 - August 3, 1995

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

December 19, 1994 - January 10, 1995

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/24/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/14/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/26/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/1998

General Securities Principal Examination

Current Firm

PRESTIGE ADVISORS INC.

CRD#: 319102 / SEC#:

Florida

Registered Investment Advisory firm - (8/23/2022 Approved)

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Contact information

Main Address

6311 Atrium Dr Suite 200, Lakewood Ranch, FL 34202

Mailing Address

Phone number

(941) 757-3702

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark R. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ray Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY FINANCIAL ADVISORS, INC.

WEALTH PLANNING AND DESIGN LLC

NEPSIS ADVISOR SERVICES, INC.

NEPSIS, INC.

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

FAS WEALTH MANAGEMENT SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

WMA SECURITIES, INC.

MARINER FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/2004

Series 65

Date: 7/14/2003

Series 7

Date: 1/26/1998

Series 6

Date: 12/16/1994

Series 24

Date: 10/26/1998

Current Firm

PRESTIGE ADVISORS INC.

Contact information

Documents

Red Flags

Company Information

PRESTIGE ADVISORS INC.

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