Matthew B. Proman
Professional summary
Matthew Brian Proman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Matthew had worked at 4 firms, which includes INVESTORS ASSOCIATES INC., FAIRCHILD FINANCIAL GROUP INC., H G I, ROYCE INVESTMENT GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 1995 - September 24, 1996
INVESTORS ASSOCIATES, INC.
August 7, 1995 - September 11, 1995
FAIRCHILD FINANCIAL GROUP, INC.
May 8, 1995 - May 23, 1995
H G I
April 10, 1995 - June 2, 1995
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
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