Gabriel Alan Duran
Professional Summary
Gabriel Alan Duran, who also goes by Gabe Duran, is a registered financial advisor currently at AVANT-GARDE TRADING SECURITIES located in Chicago, Illinois. Gabriel is registered as a RR (Registered Representative) and started their career in finance in 1994. Gabriel has worked at 17 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, Series 82TO, Series 57TO, Series 52TO, Series 99TO, Series 72, SIE, Series 79, Series 87, Series 55, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gabe Duran
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AVANT-GARDE TRADING SECURITIES | PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIES | PROSPERUM FINTECH HOLDINGS, LLC
Contact Information
Main Address
30 S. Wacker Dr Suite 2840, Chicago, IL 60606Mailing Address
30 S. Wacker Dr Suite 2840, Chicago, IL 60606Phone Number
(312) 858-5748Established
Illinois since 11/23/2016Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (50 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/12/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed May 2026About the Series 22TO examSeries 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed May 2026About the Series 6TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2023About the Series 82TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023Series 79 — Investment Banking Registered Representative Examination
Passed Dec 2015About the Series 79 examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2014About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gabriel Alan Duran's CRS (Customer Relationship Summary).
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