NH
Nick J. Hubbard
COLORADO FINANCIAL SERVICE
Forsyth, MT 59327
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CRD#: 2564373
NH
Professional summary
Nick Jason Hubbard is a registered financial advisor currently at COLORADO FINANCIAL SERVICE CORPORATION located in Forsyth, Montana.
Nick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Nick has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)HUBBARD FINANCIAL, NON-INVESTMENT, 775 MAIN ST., FORSYTH, MT 59327. FIXED ANNUITIES AND LIFE INSURTANCE SALES, OWNER, STARTED 2004. 10 HRS/MONTH (2) RENTAL PROPERTY / NON INVESTMENT RELATED / RECEIVE MONTHLY RENTAL PAYMENTS / LESS THAN 1 HOUR A MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Nick Jason Hubbard's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nick Jason Hubbard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2017 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #1: 775 Main Street, Forsyth, MT 59327RIA
BD
CRD#: 104343
Forsyth, MT
Current
May 8, 2009 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #1: 775 Main Street, Forsyth, MT 59327RIA
BD
CRD#: 104343
Forsyth, MT
Past
April 14, 2004 - May 21, 2009
RMIN SECURITIES, INC.
RIA
CRD#: 47274
FORSYTH, MT
Past
February 17, 2004 - May 21, 2009
RMIN SECURITIES, INC.
BD
CRD#: 47274
FORSYTH, MT
Past
July 27, 1999 - January 13, 2004
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
FORSYTH, MT
Past
September 15, 1997 - January 13, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/3/2024)
IAR
Alaska(5/7/2024)
RR
California(1/13/2017)
RR
Colorado(9/7/2016)
RR
Florida(11/6/2025)
RR
Montana(5/19/2009)
IAR
Montana(2/21/2017)
RR
North Dakota(3/7/2012)
RR
South Dakota(3/22/2021)
RR
Washington(9/3/2009)
RR
Wyoming(6/11/2013)
IAR
Wyoming(1/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COLORADO FINANCIAL SERVICE CORPORATION
COLORADO FINANCIAL SERVICE CORPORATION | TURNING POINT RETIREMENT ASSOCIATES | GIA FINANCIAL GROUP, L.L.C.
CRD#: 104343 / SEC#: 801-76716, 8-52817
RIA
Registered Investment Advisory firm - SEC (8/8/2013 Terminated)Alaska
Registered Investment Advisory firm - SEC (5/7/2024 Approved)Arizona
Registered Investment Advisory firm - SEC (9/25/2017 Approved)California
Registered Investment Advisory firm - SEC (7/30/2013 Approved)Colorado
Registered Investment Advisory firm - SEC (7/24/2013 Approved)Florida
Registered Investment Advisory firm - SEC (4/23/2013 Approved)Louisiana
Registered Investment Advisory firm - SEC (8/14/2023 Approved)Maryland
Registered Investment Advisory firm - SEC (3/24/2022 Terminated)Montana
Registered Investment Advisory firm - SEC (2/3/2017 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/29/2013 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/4/2023 Approved)Ohio
Registered Investment Advisory firm - SEC (5/19/2017 Approved)Oregon
Registered Investment Advisory firm - SEC (6/4/2021 Approved)South Carolina
Registered Investment Advisory firm - SEC (1/3/2018 Approved)Texas
Registered Investment Advisory firm - SEC (7/14/2023 Approved)Washington
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Wyoming
Registered Investment Advisory firm - SEC (1/31/2025 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
188 Inverness Drive West Ste 100, Centennial, CO 80112
Mailing Address
188 Inverness Drive West Suite 100, Centennial, CO 80112
Phone number
(303) 962-7267
Established
Colorado since 06/13/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
38
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | |
| FELDMAN, KEITH MITCHELL | MUNICIPAL SECURITIES PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | OPTIONS PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | GENERAL SECURITIES PRINCIPAL, HEAD OF OPERATIONS | 1308772 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| HEBERT, CHESTER JOSEPH | CHIEF COMPLIANCE OFFICER | 1678446 |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | COMPLIANCE OFFICER | 6952982 |
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 68,471,136 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLORADO FINANCIAL SERVICE CORPORATION
CRD#: 104343Forsyth, MT 59327TRUST BUT VERIFY
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