DM
Daniel J. Mccormack
FORESIDE FINANCIAL SERVICES
CHICAGO, IL 60606
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CRD#: 2564294
DM
Professional summary
Daniel John Mccormack is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel John Mccormack's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2020 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 10 South Wacker Drive, Suite 3100, Chicago, IL 60606BD
CRD#: 148477
CHICAGO, IL
Past
July 2, 2007 - December 13, 2018
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
BOSTON, MA
Past
August 6, 2004 - December 31, 2005
MBSC, LLC
BD
CRD#: 42430
NEW YORK, NY
Past
July 15, 2003 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
BD
CRD#: 39414
BOSTON, MA
Past
April 25, 2001 - July 18, 2003
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
January 3, 1995 - July 27, 2000
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2020)
RR
Alaska(1/10/2020)
RR
Arizona(1/10/2020)
RR
Arkansas(1/10/2020)
RR
California(1/10/2020)
RR
Colorado(1/10/2020)
RR
Connecticut(1/10/2020)
RR
Delaware(1/10/2020)
RR
District of Columbia(1/10/2020)
RR
Florida(1/10/2020)
RR
Georgia(1/10/2020)
RR
Hawaii(1/10/2020)
RR
Idaho(1/10/2020)
RR
Illinois(1/10/2020)
RR
Indiana(1/10/2020)
RR
Iowa(1/10/2020)
RR
Kansas(1/10/2020)
RR
Kentucky(1/10/2020)
RR
Louisiana(1/10/2020)
RR
Maine(1/10/2020)
RR
Maryland(1/10/2020)
RR
Massachusetts(1/10/2020)
RR
Michigan(1/10/2020)
RR
Minnesota(1/10/2020)
RR
Mississippi(1/10/2020)
RR
Missouri(1/10/2020)
RR
Montana(1/10/2020)
RR
Nebraska(1/10/2020)
RR
Nevada(1/10/2020)
RR
New Hampshire(1/10/2020)
RR
New Jersey(1/10/2020)
RR
New Mexico(1/10/2020)
RR
New York(1/10/2020)
RR
North Carolina(1/10/2020)
RR
North Dakota(1/10/2020)
RR
Ohio(1/10/2020)
RR
Oklahoma(1/10/2020)
RR
Oregon(1/10/2020)
RR
Pennsylvania(1/10/2020)
RR
Rhode Island(1/10/2020)
RR
South Carolina(1/10/2020)
RR
South Dakota(1/10/2020)
RR
Tennessee(1/10/2020)
RR
Texas(1/10/2020)
RR
Utah(1/10/2020)
RR
Vermont(1/10/2020)
RR
Virginia(1/10/2020)
RR
Washington(1/10/2020)
RR
West Virginia(1/10/2020)
RR
Wisconsin(1/10/2020)
RR
Wyoming(1/10/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
CRD#: 148477 / SEC#: , 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
