Pamela J. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Joyce Watson, who also goes by Pamela Watson, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1996. Pamela had worked at 7 firms and has passed the Series 63, Series 7, Series 2, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2011 - July 9, 2012
XTON FINANCIAL LLC
December 10, 2008 - February 1, 2010
MAM SECURITIES, LLC
August 27, 2008 - February 1, 2010
MAM SECURITIES, LLC
November 14, 2006 - May 7, 2007
BMA SECURITIES, LLC
June 3, 2004 - December 19, 2005
STROME SECURITIES, L.P.
December 12, 1996 - July 2, 2002
SYNDICATED CAPITAL, INC.
July 24, 1996 - September 23, 1996
AMERICAN EASTERN SECURITIES, INC.
February 21, 1996 - June 11, 1996
COAST ASSET SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/3/1994
Non-Member General Securities ExaminationCurrent Firm
XTON FINANCIAL LLC
CRD#: 132847 / SEC#: , 8-66643
Contact information
Red Flags
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