Joseph G. Scali

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CRD#: 2564129

Professional summary

Joseph Giuseppe Scali JR was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joseph Giuseppe Scali JR, who also goes by Giuseppe Scali Jr, Joseph Giuseppe Scali, Joseph Scali, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1997. Joseph had worked at 12 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Giuseppe Scali Jr | Joseph Giuseppe Scali | Joseph Scali

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 1, 2009 - July 20, 2009

EKN FINANCIAL SERVICES INC.

CRD#: 113525

WOODBURY, NY

Past

April 9, 2008 - June 30, 2009

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

May 19, 2006 - April 15, 2008

WESTROCK ADVISORS, INC.

CRD#: 114338

WOODBURY, NY

Past

November 24, 2004 - May 24, 2006

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

GARDEN CITY, NY

Past

January 6, 2004 - July 23, 2004

GRANITE ASSOCIATES, INC

CRD#: 46682

DELRAY BEACH, FL

Past

April 21, 2003 - January 21, 2004

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

March 4, 2002 - May 20, 2003

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

October 26, 1999 - March 26, 2002

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

Past

October 5, 1998 - October 29, 1999

CARNEGIE INVESTOR SERVICES INC.

CRD#: 8295

NEW YORK, NY

Past

April 16, 1998 - September 29, 1998

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

July 11, 1997 - April 15, 1998

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

SYOSSET, NY

Past

March 12, 1997 - July 18, 1997

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/1997

General Securities Representative Examination

Current Firm

EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM, INC. | EKN FINANCIAL SERVICES INC.

CRD#: 113525 / SEC#: , 8-53346

Cancelled by SEC on 11/20/2013

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 01/16/2001

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
MARGATE CAPITAL, INC	PARENT COMPANY
BORGNER, RICHARD REISS	CHIEF COMPLIANCE OFFICER	1104666
GIUGLIANO, THOMAS MICHAEL	DIRECTOR	2804591
OTTIMO, ANTHONY SR	CHAIRMAN & DIRECTOR	2974369

Disclosures

Regulatory Event	18
Arbitration	10
Judgment/Lien	1

Red Flags

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Firm Stability Insights

Joseph G. Scali

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OBSIDIAN FINANCIAL GROUP, LLC

WESTROCK ADVISORS, INC.

J.P. TURNER & COMPANY, L.L.C.

GRANITE ASSOCIATES, INC

CONTINENTAL BROKER-DEALER CORP.

HARRISON SECURITIES, INC.

THINKEQUITY LLC

CARNEGIE INVESTOR SERVICES INC.

CHATFIELD DEAN & CO., INC.

DAVID LERNER ASSOCIATES, INC.

LADENBURG CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/1997

Series 7

Date: 3/11/1997

Current Firm

EKN FINANCIAL SERVICES INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EKN FINANCIAL SERVICES INC.

TRUST BUT VERIFY

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