RM
Robert C. Moore
TRUIST ADVISORY SERVICES
CLEVELAND, OH 44113
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CRD#: 2564031
RM
Professional summary
Robert Clark Moore, AIF®, who also goes by Bob Moore, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Cleveland, Ohio and TRUIST INVESTMENT SERVICES, INC. located in Cleveland, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 4 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRAIL COMMISSIONS, INVESTMENT RELATED, CEDAR FALLS, IA, START: 2010, 0 HOURS. TRUSTEE OF SON'S TRUST; INV. RELATED; AVON LAKE, OH; START DATE 6/2017; 2 HRS PER MONTH; 1 HR DURING TRADING. TRUSTEE OF DAUGHTER'S TRUST; INV. RELATED; AVON LAKE, OH; START DATE 6/2017; 2 HRS PER MONTH; 1 HR DURING TRADING. TRUSTEE OF SON'S TRUST; INV. RELATED; AVON LAKE, OH; START DATE 6/2017; 2 HRS PER MONTH; 1 HR DURING TRADING. THE MOORE FAMILY POSITION: Trustee NATURE: Trustee on dependent children's trust accounts INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/12/2015 ADDRESS: , Brecksville OH , United States DESCRIPTION: Overseeing investments and adhering to the trust covenants
CRS (Client Relationship Summary) - RIA
Click below to view Robert Clark Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 27, 2019 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 950 Main Avenue Suite 720, Cleveland, OH 44113RIA
CRD#: 283390
CLEVELAND, OH
Current
September 27, 2019 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 950 Main Ave Ste 720, Cleveland, OH 44113BD
CRD#: 17499
Cleveland, OH
Past
March 24, 2006 - September 30, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CLEVELAND, OH
Past
March 21, 2006 - September 30, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CLEVELAND, OH
Past
October 7, 2005 - April 4, 2006
KEYBANC CAPITAL MARKETS INC.
RIA
CRD#: 566
CINCINNATI, OH
Past
October 17, 1997 - April 4, 2006
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/7/2022)
RR
Arizona(9/27/2019)
RR
California(9/27/2019)
RR
Colorado(9/27/2019)
RR
Connecticut(10/27/2021)
RR
District of Columbia(1/7/2025)
RR
Florida(9/27/2019)
RR
Georgia(9/27/2019)
RR
Illinois(9/27/2019)
RR
Indiana(9/27/2019)
RR
Iowa(9/27/2019)
RR
Kansas(9/27/2019)
RR
Kentucky(9/27/2019)
RR
Maryland(9/27/2019)
RR
Michigan(9/27/2019)
RR
Minnesota(12/24/2019)
RR
Missouri(9/27/2019)
RR
Nevada(5/16/2025)
RR
New Hampshire(9/27/2019)
RR
New Jersey(9/27/2019)
RR
New York(9/27/2019)
RR
North Carolina(9/27/2019)
RR
Ohio(9/27/2019)
IAR
Ohio(9/27/2019)
RR
Oregon(9/27/2019)
RR
Pennsylvania(9/27/2019)
RR
South Carolina(9/27/2019)
RR
Tennessee(3/27/2023)
RR
Texas(5/26/2022)
IAR
Texas(1/24/2023)
RR
Utah(11/27/2023)
RR
Vermont(7/22/2024)
RR
Virginia(9/27/2019)
RR
Washington(9/28/2023)
RR
Wisconsin(9/27/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 2/12/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Cleveland, OH 44113TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
