Gary W. Brown
Professional summary
Gary Wayne Brown is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1995. Gary has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Wayne Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2020 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005November 29, 2001 - November 28, 2018
CIBC WORLD MARKETS CORP.
September 14, 2001 - December 7, 2001
BUCKMAN, BUCKMAN & REID, INC.
February 7, 1995 - October 26, 1999
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2020)
Exams
FINRA
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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