Bahram Shidoosh

SHIDOOSH WEALTH MANAGEMENT LLC

Thousand Oaks, CA

Some features on this profile are disabled

CRD#: 2563978

Professional summary

Bahram Shidoosh, who also goes by David Shidoosh, is a registered financial advisor currently at SHIDOOSH WEALTH MANAGEMENT LLC located in Thousand Oaks, California.

Bahram is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bahram has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Shidoosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Shidoosh Wealth Management LLC; Investment Related; Thousand Oaks, CA; Insurance Agent; 12/2018; Approximately 80hrs/month during trading hours. 2) Fathom Realty; Realtor; Not investment related; 6628 W 87th Place Los Angeles CA 90045; real estate broker or dealer; Real Estate Services; 2019-08-29; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 10;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bahram Shidoosh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2019 - Present

SHIDOOSH WEALTH MANAGEMENT LLC

RIA

CRD#: 299891

Thousand Oaks, CA

Past

September 30, 2016 - January 8, 2019

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

ENCINO, CA

Past

September 30, 2016 - January 8, 2019

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

ENCINO, CA

Past

March 8, 2013 - October 12, 2016

MORGAN STANLEY

RIA

CRD#: 149777

WOODLAND HILLS, CA

Past

March 8, 2013 - October 12, 2016

MORGAN STANLEY

CRD#: 149777

WOODLAND HILLS, CA

Past

February 4, 2011 - March 11, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

February 3, 2011 - March 11, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

July 16, 2009 - January 13, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

AUSTIN, TX

Past

June 30, 2009 - January 13, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

AUSTIN, TX

Past

January 13, 2003 - July 9, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ENCINO, CA

Past

January 15, 1999 - July 9, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENCINO, CA

Past

July 13, 1996 - January 4, 1999

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

May 2, 1995 - June 19, 1996

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

February 24, 1995 - April 26, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/9/2019)

IAR

Florida
(3/23/2022)

IAR

Idaho
(2/23/2024)

IAR

South Dakota
(4/3/2024)

IAR

Texas
(2/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/31/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/22/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/26/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SHIDOOSH WEALTH MANAGEMENT LLC

SHIDOOSH INSURANCE SERVICES | SHIDOOSH WEALTH MANAGEMENT LLC

CRD#: 299891 / SEC#:

California

Registered Investment Advisory firm - (1/8/2019 Approved)

Florida

Registered Investment Advisory firm - (3/23/2022 Approved)

Idaho

Registered Investment Advisory firm - (2/22/2024 Approved)

South Dakota

Registered Investment Advisory firm - (2/5/2024 Approved)

Texas

Registered Investment Advisory firm - (2/17/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Thousand Oaks, CA

Mailing Address

3435 E. Thousand Oaks Blvd Suite 6476, Westlake Village, CA 91362

Phone number

(818) 435-4555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 9,255,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bahram Shidoosh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bahram Shidoosh's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2003

Series 63

Date: 3/6/1995

SIE

Date: 10/1/2018

Series 31

Date: 8/31/2009

Series 7

Date: 2/22/1995

Series 8

Date: 7/26/1999

Current Firm

SHIDOOSH WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHIDOOSH WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors