Bradley Lerner
Professional summary
Bradley Lerner, who also goes by Bradley William Lerner, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1994. Bradley has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Lerner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2022 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005April 27, 2011 - August 31, 2011
DIMENSION TRADING GROUP, LLC
June 26, 2006 - January 27, 2009
DIMENSION BROKERAGE, LLC
October 7, 2005 - December 7, 2006
CENTURION SECURITIES L.L.C.
March 3, 2003 - January 7, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
November 13, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
April 1, 1999 - December 31, 2001
HERZOG, HEINE, GEDULD, LLC
May 18, 1998 - December 14, 1998
WELLS FARGO CLEARING SERVICES, LLC
May 6, 1998 - May 14, 1998
BARINGTON CAPITAL GROUP, L.P.
July 23, 1996 - April 14, 1998
D. H. BLAIR & CO., INC.
December 1, 1994 - February 15, 1995
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 5/10/2022
Securities Trader ExamSeries 55
Date: 4/24/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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