Christopher W. Sloan

RESOLUTE INVESTMENT DISTRIBUTORS

Wayne, PA

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CRD#: 2563796

Professional summary

Christopher W Sloan, who also goes by William Poole, Christopher William Sloan, Christopher William Sloane, Christopher W Sloan, is a registered financial professional currently at RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Wayne, Pennsylvania.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Poole | Christopher William Sloan | Christopher William Sloane | Christopher W Sloan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher W Sloan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2026 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788

Wayne, PA

Past

April 17, 2023 - January 7, 2026

DISTRIBUTION SERVICES, LLC

CRD#: 25938

PORTLAND, ME

Past

December 2, 2020 - May 25, 2021

JCC CAPITAL MARKETS, LLC

CRD#: 146776

LAGUNA NIGUEL, CA

Past

October 16, 2020 - November 10, 2020

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

May 21, 2019 - July 19, 2019

TRITON PACIFIC SECURITIES, LLC

CRD#: 139919

EL SEGUNDO, CA

Past

August 22, 2013 - April 16, 2019

LOCORR DISTRIBUTORS, LLC

CRD#: 41782

EXCELSIOR, MN

Past

July 6, 2012 - July 3, 2013

VERTICAL CAPITAL SECURITIES, LLC

CRD#: 154697

IRVINE, CA

Past

July 26, 2011 - April 9, 2012

KBR CAPITAL MARKETS, LLC

CRD#: 128800

PALO ALTO, CA

Past

August 27, 2010 - July 27, 2011

BRITEHORN SECURITIES

CRD#: 36402

DENVER, CO

Past

December 1, 2008 - July 24, 2009

CM SECURITIES, LLC

CRD#: 127136

LAS VEGAS, NV

Past

October 26, 2005 - October 31, 2008

WELTON STREET INVESTMENTS LLC

CRD#: 132111

DENVER, CO

Past

December 19, 2003 - November 5, 2004

JOHN HANCOCK DISTRIBUTORS LLC

RIA

CRD#: 5249

SANTA ROSA, CA

Past

December 19, 2003 - November 5, 2004

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

August 7, 2002 - August 11, 2003

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546

DENVER, CO

Past

June 21, 2001 - July 29, 2002

STRONG CAPITAL MANAGEMENT INC

RIA

CRD#: 106638

MENOMONEE FALLS, WI

Past

February 7, 2001 - July 29, 2002

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Past

September 1, 2000 - January 31, 2001

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

July 1, 1999 - September 1, 2000

ING FUNDS DISTRIBUTOR, INC.

CRD#: 36461

WILMINGTON, DE

Past

May 11, 1998 - May 10, 1999

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

July 14, 1997 - May 11, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

December 6, 1994 - July 17, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/26/2026)

California
(1/21/2026)

Idaho
(1/21/2026)

Montana
(2/11/2026)

Nevada
(2/9/2026)

New Mexico
(1/27/2026)

Oregon
(2/5/2026)

Utah
(1/27/2026)

Wyoming
(1/27/2026)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/1995

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 12/5/1994

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/8/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788 / SEC#: , 8-69912

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039

Mailing Address

220 East Las Colinas Blvd. Ste. 1200, Irving, TX 75039

Phone number

(817) 391-6100

Established

Delaware since 02/02/2017

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RESOLUTE INVESTMENT MANAGERS, INC.	SOLE SHAREHOLDER
MCKINNEY, TERRI LYNN	DIRECTOR	2967330
SEARS, CHRISTINA ELAINE	VICE PRESIDENT	2708589
STUMM, GREGORY JOHN JR.	PRESIDENT, DIRECTOR, AND CEO	4730753
WALL, STUART WESLEY	CHIEF COMPLIANCE OFFICER	2554023

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher W. Sloan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher W Sloan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DISTRIBUTION SERVICES, LLC

JCC CAPITAL MARKETS, LLC

GREAT POINT CAPITAL LLC

TRITON PACIFIC SECURITIES, LLC

LOCORR DISTRIBUTORS, LLC

VERTICAL CAPITAL SECURITIES, LLC

KBR CAPITAL MARKETS, LLC

BRITEHORN SECURITIES

CM SECURITIES, LLC

WELTON STREET INVESTMENTS LLC

JOHN HANCOCK DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

VOYA INVESTMENTS DISTRIBUTOR, LLC

ING FUNDS DISTRIBUTOR, INC.

WELLS FARGO CLEARING SERVICES, LLC

PRINCIPAL FINANCIAL SECURITIES,INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2001

Series 63

Date: 12/12/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/7/1995

Series 52

Date: 12/5/1994

Series 8

Date: 4/8/1996

FINRA

Current Firm

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

TRUST BUT VERIFY

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