Bill N. Parish

PARISH & COMPANY LLC

Lake Oswego, OR 97035

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CRD#: 2563718

Professional summary

Bill Neil Parish is a registered financial advisor currently at PARISH & COMPANY LLC located in Lake Oswego, Oregon.

Bill is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Bill has worked at 2 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Neil Parish's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2021 - Present

PARISH & COMPANY LLC

Office #1: 4800 Meadows Road Suite 300, Lake Oswego, OR 97035

RIA

CRD#: 142713

Lake Oswego, OR

Past

June 18, 2007 - December 31, 2020

PARISH & COMPANY LLC

RIA

CRD#: 142713

LAKE OSWEGO, OR

Past

December 8, 1994 - January 10, 1995

ALPEN SECURITIES, INC.

CRD#: 7434

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/19/1994

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/15/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/7/1994

General Securities Representative Examination

Current Firm

PARISH & COMPANY LLC

CRD#: 142713 / SEC#: 801-67781

RIA

Registered Investment Advisory firm - (7/18/2012 Terminated)

Oregon

Registered Investment Advisory firm - (4/12/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4800 Meadows Road Suite 300, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 821-7232

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	53
AUM (Assets Under Management)	$ 92,800,129

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Bill N. Parish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bill Neil Parish's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARISH & COMPANY LLC

PARISH & COMPANY LLC

ALPEN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/1994

Series 65

Date: 12/15/1994

Series 7

Date: 12/7/1994

Current Firm

PARISH & COMPANY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PARISH & COMPANY LLC

TRUST BUT VERIFY

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