Christopher N. Holtby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Norman Holtby, who also goes by Christopher N Holtby, Christopher N. Holtby, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2003 - January 5, 2016
MIDLAND WEALTH MANAGEMENT, LTD.
May 19, 1999 - July 14, 2003
ERNST & YOUNG INVESTMENT ADVISERS LLP
January 4, 1995 - March 29, 1999
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MIDLAND WEALTH MANAGEMENT, LTD.
CRD#: 127827 / SEC#:
Contact information
Red Flags
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