Tobin D. Wills

OPTIMA CAPITAL LLC

Azusa, CA

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CRD#: 2563557

Professional summary

Tobin Dennis Wills, CFP® is a registered financial advisor currently at OPTIMA CAPITAL LLC located in Azusa, California.

Tobin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Tobin has worked at 11 firms and has passed the Series 63, Series 65, Series 52TO, Series 62, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TOBIN WILLS POSITION: Instructor Pilot NATURE: Flight instructor INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 2009 Porter Field Way, Hangar U, Upland CA 91786, United States DESCRIPTION: Flight instructor and consultant, military / tactical aviation. F.A.S.T. program certification instructor, warbird / formation flight. 2) TOBIN WILLS POSITION: Admin Support NATURE: Solo 401(k) Admin INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2020 ADDRESS: 445 E 13th St, Azusa, CA 91702 DESCRIPTION: Performing non-securities admin duties for solo 401(k). Prep of annual reporting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tobin Dennis Wills's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

October 21, 2022 - Present

OPTIMA CAPITAL LLC

RIA

CRD#: 310146

Azusa, CA

Past

November 13, 2019 - June 17, 2020

OPTIMA CAPITAL LLC

RIA

CRD#: 305513

SOUTH PASADENA, CA

Past

November 2, 2018 - October 26, 2022

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SOUTH PASADENA, CA

Past

November 2, 2018 - October 26, 2022

OSAIC WEALTH, INC.

CRD#: 23131

SOUTH PASADENA, CA

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SOUTH PASADENA, CA

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

SOUTH PASADENA, CA

Past

September 4, 2009 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PASADENA, CA

Past

September 4, 2009 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PASADENA, CA

Past

January 31, 2005 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

PASADENA, CA

Past

October 31, 2003 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

PASADENA, CA

Past

October 24, 2003 - October 31, 2003

ZAHORIK COMPANY, INC.

CRD#: 8580

PASADENA, CA

Past

January 19, 1999 - October 17, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 3, 1998 - January 15, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

June 26, 1996 - August 3, 1998

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

January 10, 1995 - April 15, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIMA CAPITAL LLC

OPTIMA CAPITAL LLC | PREMIER NETWORK

CRD#: 310146 / SEC#: 801-120712

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

California

Registered Investment Advisory firm - (5/13/2021 Terminated)

Kansas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Missouri

Registered Investment Advisory firm - (4/13/2021 Terminated)

Oregon

Registered Investment Advisory firm - (4/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/1995

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/27/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/8/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/9/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/29/2004

General Securities Principal Examination

Current Firm

OPTIMA CAPITAL LLC

OPTIMA CAPITAL LLC | PREMIER NETWORK

CRD#: 310146 / SEC#: 801-120712

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

California

Registered Investment Advisory firm - (5/13/2021 Terminated)

Kansas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Missouri

Registered Investment Advisory firm - (4/13/2021 Terminated)

Oregon

Registered Investment Advisory firm - (4/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/13/2021 Terminated)

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Contact information

Main Address

500 Sw 116th Ave., Beaverton, OR 97225

Mailing Address

10940 Sw Barnes Road # 127, Portland, OR 97225

Phone number

(503) 270-1314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREMIER NETWORK - ADV PART 2A (3/13/2025)

OPTIMA CAPITAL LLC - ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,409
AUM (Assets Under Management)	$ 292,800,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tobin D. Wills

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tobin Dennis Wills's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMA CAPITAL LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

ZAHORIK COMPANY, INC.

CETERA WEALTH SERVICES, LLC

IFMG SECURITIES, INC.

INDEPENDENT FINANCIAL SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

OPTIMA CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/1995

Series 65

Date: 1/27/1995

Series 52TO

Date: 1/2/2023

Series 62

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 8/8/1995

Series 7

Date: 1/9/1995

Series 24

Date: 3/29/2004

Current Firm

OPTIMA CAPITAL LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIMA CAPITAL LLC

TRUST BUT VERIFY

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