Tobin Dennis Wills
CFP®Professional Summary
Tobin Dennis Wills, CFP® is a registered financial advisor currently at OPTIMA CAPITAL LLC located in Azusa, California. Tobin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Tobin has worked at 11 firms and has passed the Series 63, Series 65, Series 52TO, Series 62, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
OPTIMA CAPITAL LLC | PREMIER NETWORK
Contact Information
Main Address
500 Sw 116th Ave. Suite 400, Beaverton, OR 97225Mailing Address
10940 Sw Barnes Road # 127, Portland, OR 97225Phone Number
(503) 270-1314# of Employees
7SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,581AUM (Assets Under Management)
$379,783,137Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
OPTIMA CAPITAL LLC | PREMIER NETWORK
State Registrations and Notice Filings
(10/21/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Tobin Dennis Wills's CRS (Customer Relationship Summary).
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