Theodore Joseph Kellerman
Professional Summary
Theodore Joseph Kellerman, who also goes by Ted Kellerman, Theodore J Kellerman, is a registered financial advisor currently at INSPEREX LLC located in Delray Beach, Florida. Theodore is registered as a RR (Registered Representative) and started their career in finance in 1994. Theodore has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ted Kellerman, Theodore J Kellerman
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Current Firm
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
Contact Information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606Phone Number
(312) 379-3700Established
Delaware since 09/01/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INCAPITAL HOLDINGS LLC | MEMBER: VOTING | — |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| LEHRMAN, IRA | CHIEF TECHNOLOGY OFFICER | 2577289 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
Regulatory Event
1Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
State Registrations and Notice Filings
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/8/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/8/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/8/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/8/2013)
(2/11/2013)
(2/8/2013)
(2/12/2013)
(2/11/2013)
(2/12/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(11/30/2017)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
(2/11/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Theodore Joseph Kellerman's CRS (Customer Relationship Summary).
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
SOUND INCOME STRATEGIES, LLC
