John H. Havenar

HURWITZ ASSOCIATES

Houston, TX 77027

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CRD#: 2563499

Professional summary

John Harold Havenar is a registered financial advisor currently at HURWITZ ASSOCIATES, INC. located in Houston, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN HAVENAR RENTS, NOT investment-related, PROPERTY MANAGER/OWNER, OWN & MANAGE RESIDENTIAL RENTAL PROPERTY, START DATE: 1992, 10 hours per month during none securities trading hours. DBA - THE CITIZEN CONFERENCE CENTER/JOHN HAVENAR INC., NOT investment-related, 401 W. TEXAS AVE., BAYTOWN, TX 77520, PRESIDENT, ADMINISTRATIVE DUTIES, PROPERTY MANAGEMENT, START DATE: 1/1992, 3 HRS/WK, NONE DURING BUSINESS HRS; HAVENAR RETIREMENT & FINANCIAL SERVICES, NOT investment-related, 10020 FM 2354, BAYTOWN, TX 77523, GROUP AND INDIVIDUAL HEALTH AND LIFE INSURANCE SALES, LIFE INSURANCE BROKER, OWNER, START DATE: 1984, 2 HRS/WK, ALL DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harold Havenar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2016 - Present

HURWITZ ASSOCIATES, INC.

Office #1: 4544 Post Oak Place, Suite 150, Houston, TX 77027

RIA

CRD#: 133472

Houston, TX

Past

February 10, 2005 - March 7, 2016

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

BAYTOWN, TX

Past

November 10, 2004 - March 7, 2016

IMS SECURITIES, INC.

CRD#: 35567

BAYTOWN, TX

Past

July 7, 1995 - September 16, 2004

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

June 21, 1995 - December 31, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 13, 1995 - June 22, 1995

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/1995

General Securities Representative Examination

Current Firm

HURWITZ ASSOCIATES, INC.

HURWITZ ASSOCIATES INC. | IAN HURWITZ | HURWITZ WISNEVITZ ASSOCIATES INC. | HURWITZ INTERESTS, INC. | HURWITZ ASSOCIATES, INC.

CRD#: 133472 / SEC#:

New York

Registered Investment Advisory firm - (5/8/2024 Approved)

Texas

Registered Investment Advisory firm - (4/14/2005 Approved)

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Contact information

Main Address

4544 Post Oak Place, Suite 150, Houston, TX 77027

Mailing Address

Phone number

(713) 840-7272

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 58,901,630

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John H. Havenar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harold Havenar's CRS (Customer Relationship Summary).

Certified licenses

Experience

HURWITZ ASSOCIATES, INC.

WESTPARK WEALTH ADVISORS, INC.

IMS SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

OSAIC WEALTH, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2005

Series 63

Date: 12/1/1994

SIE

Date: 3/7/2016

Series 7

Date: 1/12/1995

Current Firm

HURWITZ ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HURWITZ ASSOCIATES, INC.

TRUST BUT VERIFY

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