Mitchell E. Marenus

TRANSITION FINANCIAL ADVISORS GROUP

Miami, FL

Some features on this profile are disabled

CRD#: 2563480

Professional summary

Mitchell Evan Marenus, CFP® is a registered financial advisor currently at TRANSITION FINANCIAL ADVISORS GROUP, LLC located in Miami, Florida.

Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mitchell has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Evan Marenus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

June 30, 2011 - Present

TRANSITION FINANCIAL ADVISORS GROUP, LLC

RIA

CRD#: 116089

Miami, FL

Past

July 18, 2003 - May 20, 2011

THE ENRICHMENT GROUP, INC.

RIA

CRD#: 105823

MIAMI, FL

Past

October 13, 1998 - December 31, 2002

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

BEAVERCREEK, OH

Past

December 14, 1994 - October 14, 1998

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRANSITION FINANCIAL ADVISORS GROUP, LLC

TRANSITION FINANCIAL ADVISORS GROUP, INC. | TRANSITION FINANCIAL ADVISORS GROUP, LLC

CRD#: 116089 / SEC#: 801-113459

RIA

Registered Investment Advisory firm - (6/14/2018 Approved)

Arizona

Registered Investment Advisory firm - (2/14/2019 Terminated)

Florida

Registered Investment Advisory firm - (2/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/6/2023)

IAR

Florida
(6/30/2011)

IAR

Texas
(12/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/31/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/13/1994

General Securities Representative Examination

Current Firm

TRANSITION FINANCIAL ADVISORS GROUP, LLC

TRANSITION FINANCIAL ADVISORS GROUP, INC. | TRANSITION FINANCIAL ADVISORS GROUP, LLC

CRD#: 116089 / SEC#: 801-113459

RIA

Registered Investment Advisory firm - (6/14/2018 Approved)

Arizona

Registered Investment Advisory firm - (2/14/2019 Terminated)

Florida

Registered Investment Advisory firm - (2/14/2019 Terminated)

Texas

Registered Investment Advisory firm - (2/14/2019 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Gilbert, AZ

Mailing Address

2487 S. Gilbert Road Suite 106-618, Gilbert, AZ 85295-2835

Phone number

(480) 722-9414

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (11/14/2025)

Regulatory assets under management

Total Number of Accounts	678
AUM (Assets Under Management)	$ 261,482,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mitchell E. Marenus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mitchell Evan Marenus's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSITION FINANCIAL ADVISORS GROUP, LLC

THE ENRICHMENT GROUP, INC.

WESTMINSTER FINANCIAL SECURITIES, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

TRANSITION FINANCIAL ADVISORS GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/31/1997

Series 7

Date: 12/13/1994

Current Firm

TRANSITION FINANCIAL ADVISORS GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRANSITION FINANCIAL ADVISORS GROUP, LLC

TRUST BUT VERIFY

Similar Advisors