Daniel S. Pikula

MONEY MANAGER

Wellington, FL

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CRD#: 2563165

Professional summary

Daniel Simon Pikula, who also goes by Dan Pikula, Daniel S Pikula, is a registered financial advisor currently at MONEY MANAGER INC. located in Wellington, Florida and EMERSON EQUITY LLC located in Wellington, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 10 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Pikula | Daniel S Pikula

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Simon Pikula's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2015 - Present

MONEY MANAGER INC.

RIA

CRD#: 171034

Wellington, FL

Current

April 18, 2018 - Present

EMERSON EQUITY LLC

Office #1: 10554 Versailles Boulevard, Wellington, FL 33449

RIA

CRD#: 130032

Wellington, FL

Past

March 16, 2021 - November 9, 2022

EMERSON EQUITY LLC

RIA

CRD#: 130032

Wellington, FL

Past

August 30, 2017 - June 29, 2018

REVERE SECURITIES LLC

CRD#: 14178

BOCA RATON, FL

Past

July 6, 2009 - April 1, 2015

NFSG CORPORATION

RIA

CRD#: 130814

BOCA RATON, FL

Past

June 5, 2008 - April 30, 2015

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

WEST PALM BEACH, FL

Past

December 19, 2006 - July 13, 2007

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

October 10, 2001 - July 21, 2006

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

WEST PALM BCH, FL

Past

December 16, 1998 - October 1, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

October 30, 1997 - October 21, 1998

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

March 9, 1996 - October 10, 1997

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

December 6, 1995 - March 4, 1996

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

February 1, 1995 - November 17, 1995

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/30/2020)

IAR

Florida
(6/25/2015)

Florida
(5/7/2018)

Georgia
(4/5/2023)

South Carolina
(4/6/2022)

Tennessee
(6/16/2022)

Washington
(6/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/29/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/13/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/31/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MONEY MANAGER INC.

CRD#: 171034 / SEC#:

Florida

Registered Investment Advisory firm - (10/3/2014 Approved)

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Contact information

Main Address

Wellington, FL

Mailing Address

Phone number

(561) 832-3725

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 28,140,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel S. Pikula

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Simon Pikula's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

EMERSON EQUITY LLC

REVERE SECURITIES LLC

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

NEWBRIDGE SECURITIES CORPORATION

NEWBRIDGE SECURITIES CORPORATION

EISNER SECURITIES, INC.

GLEACHER & COMPANY SECURITIES, INC.

MESIROW FINANCIAL, INC.

H.J. MEYERS & CO., INC.

L.C. WEGARD & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/2020

Series 66

Date: 5/13/2009

SIE

Date: 10/1/2018

Series 7

Date: 1/31/1995

FINRA

Current Firm

MONEY MANAGER INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONEY MANAGER INC.

TRUST BUT VERIFY

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