Eniko Mikle

DIASTOLE WEALTH MANAGEMENT

GUILFORD, CT 06437

Some features on this profile are disabled

CRD#: 2563071

Professional summary

Eniko Mikle is a registered financial advisor currently at DIASTOLE WEALTH MANAGEMENT located in Guilford, Connecticut.

Eniko is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Eniko has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eniko Mikle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2013 - Present

DIASTOLE WEALTH MANAGEMENT

Office #1: 58 Boston Street, Guilford, CT 06437

RIA

CRD#: 111604

GUILFORD, CT

Past

August 1, 2013 - December 31, 2013

ETC BROKERAGE SERVICES, LLC

CRD#: 145276

GUILFORD, CT

Past

November 14, 2008 - April 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW HAVEN, CT

Past

November 14, 2008 - April 1, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW HAVEN, CT

Past

November 18, 2005 - November 24, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW HAVEN, CT

Past

October 19, 2005 - November 24, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW HAVEN, CT

Past

May 25, 2004 - September 29, 2004

MARQUIS HOLDINGS, INC.

CRD#: 123621

NEW YORK, NY

Past

August 17, 2000 - April 28, 2004

DIRECT BROKERAGE, INC.

CRD#: 24907

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/1/2013)

IAR

Maine
(5/7/2018)

IAR

New Jersey
(6/15/2021)

IAR

New York
(3/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/2000

General Securities Representative Examination

Current Firm

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

58 Boston Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 458-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWM FORM ADV PART 2A/B OTA AMENDMENT 08062025 (8/22/2025)

Regulatory assets under management

Total Number of Accounts	1,437
AUM (Assets Under Management)	$ 378,024,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eniko Mikle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eniko Mikle's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETC BROKERAGE SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MARQUIS HOLDINGS, INC.

DIRECT BROKERAGE, INC.

Primary Firm SEC Registration

DIASTOLE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2005

Series 7

Date: 8/15/2000

Current Firm

DIASTOLE WEALTH MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIASTOLE WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors