Declan J. Marmion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Declan James Marmion was a registered financial professional .
Declan is a previously registered financial professional and started their career in finance in 1994. Declan had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2022 - May 24, 2023
CONCORDE INVESTMENT SERVICES, LLC
June 2, 2017 - March 23, 2022
ORCHARD SECURITIES, LLC
March 14, 2017 - June 2, 2017
LIGHTPATH CAPITAL, INC
May 3, 2016 - January 19, 2017
S2K FINANCIAL LLC
October 29, 2014 - January 8, 2016
BLUEROCK CAPITAL MARKETS LLC
June 17, 2014 - June 23, 2014
SHOPOFF SECURITIES, INC.
January 7, 2011 - June 9, 2014
BLUEROCK CAPITAL MARKETS LLC
July 10, 2009 - January 4, 2011
SELECT CAPITAL CORPORATION
November 25, 2008 - June 1, 2009
ORCHARD SECURITIES, LLC
August 21, 2007 - September 17, 2008
PACIFIC CORNERSTONE CAPITAL INCORPORATED
October 7, 2002 - November 29, 2006
OSAIC FA, INC.
October 7, 2002 - May 19, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 7, 2002 - November 29, 2006
OSAIC FA, INC.
October 24, 2001 - September 30, 2002
EQUITABLE ADVISORS, LLC
October 18, 2001 - September 30, 2002
EQUITABLE ADVISORS, LLC
February 16, 1996 - September 10, 2001
NATIONAL CLEARING CORP.
December 1, 1994 - November 17, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
