Steve Skytte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steve Skytte was a registered financial professional .
Steve is a previously registered financial professional and started their career in finance in 1995. Steve had worked at 9 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 79TO, SIE, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2022 - July 23, 2026
CENTAURUS FINANCIAL, INC.
June 29, 2021 - July 23, 2026
CENTAURUS FINANCIAL, INC.
August 10, 2020 - August 26, 2020
ESSEX SECURITIES LLC
June 21, 2019 - October 18, 2019
ESSEX SECURITIES LLC
February 5, 2015 - September 10, 2015
CR CAPITAL DISTRIBUTORS, LLC
July 2, 2007 - March 26, 2018
STIRA CAPITAL MARKETS GROUP, LLC
June 10, 2002 - June 28, 2007
BROOKSTREET SECURITIES CORPORATION
March 16, 2000 - June 19, 2002
QUEST CAPITAL STRATEGIES, INC.
October 31, 1997 - February 10, 1998
QUEST CAPITAL STRATEGIES, INC.
July 16, 1997 - February 1, 2000
SECURITIES AMERICA, INC.
April 24, 1996 - June 23, 1997
SECURITIES SERVICE NETWORK, LLC
August 31, 1995 - December 19, 1995
SPECTRUM SECURITIES, INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | SVP/CFO/FINANCIAL AND OPERATIONS PRINCIPAL |
Regulatory assets under management
| Total Number of Accounts | 45,336 |
| AUM (Assets Under Management) | $ 9,740,127,253 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.