Richard J. Redican
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Jeffrey Redican, who also goes by Richard J Redican Jr, Richard Jeffrey Redican Jr, Rj Redican Jr, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1998. Richard had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2024 - April 10, 2025
JONESTRADING
September 18, 2023 - May 13, 2024
GFI SECURITIES LLC
August 9, 2023 - September 26, 2023
TJM INVESTMENTS, LLC
July 1, 2020 - July 19, 2023
WHITAKER SECURITIES LLC
November 18, 2019 - June 22, 2020
TRADITION SECURITIES AND DERIVATIVES LLC
January 24, 2019 - October 8, 2019
TULLETT PREBON FINANCIAL SERVICES LLC
August 26, 2016 - March 25, 2019
TP ICAP GLOBAL MARKETS AMERICAS LLC
May 30, 2013 - March 20, 2015
LPS CAPITAL LLC
January 2, 2013 - June 3, 2013
OPEN TO THE PUBLIC INVESTING, INC.
January 19, 2010 - December 21, 2012
TULLETT PREBON FINANCIAL SERVICES LLC
November 9, 2004 - December 18, 2009
RAFFERTY CAPITAL MARKETS, LLC
April 8, 2003 - December 13, 2004
SEABOARD SECURITIES, INC.
May 16, 2002 - March 21, 2003
BURLINGTON CAPITAL MARKETS INC.
May 11, 2000 - September 26, 2001
CHAPDELAINE CORPORATE SECURITIES & CO
January 9, 1998 - March 24, 1999
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JONESTRADING
CRD#: 6888 / SEC#: , 8-26089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES & ASSOCIATES, INC. | HOLDING COMPANY | |
| BELL, JEREMY DAVID | CCO | 4498676 |
| CHMIELEWSKI, STEVEN ANDREW | DIRECTOR | 2066307 |
| COHEN, SHLOMO | DIRECTOR | 2877188 |
| COOK, BURKE MCCLAIN | CORPORATE SECRETARY / LEGAL COUNSEL | 4863190 |
| HILL, ALAN FINBAR | CEO / DIRECTOR | 5182098 |
| KIRSCH, WILLIAM TANNER | DIRECTOR | 5428522 |
| LEVEEN, JEFFREY EARLE JR | DIRECTOR | 2919172 |
| MICSKY, JEFFREY A | DIRECTOR | 4820920 |
| ONEIL, TIMOTHY DAWSON | EXECUTIVE CHAIRMAN | 2355507 |
| TESORO, ANTHONY JAMES | DIRECTOR | |
| TESORO, PHILLIP JAMES | DIRECTOR | 2009378 |
| WONG, JEFFREY RYAN | FINANCIAL AND OPERATIONS PRINCIPAL | 4428807 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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