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Joshua Michael Lignana

CRD# 2562812·Registered 1995 - 2012
Previously Registered: Being a previously registered professional could mean that Joshua is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joshua Michael Lignana was a registered financial advisor. Joshua was a previously registered financial professional and started their career in finance 1995 - 2012. Joshua had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

Past

COASTAL TRADE SECURITIES, LLCPast·CRD# 148246
BD
Short Hills, NJ
May 4, 2011 - June 5, 2012
ECHOTRADE LLCPast·CRD# 42239
BD
Phoenix, AZ
April 23, 2008 - September 14, 2009
TAFFERER TRADING, LLCPast·CRD# 36816
BD
New York, NY
December 22, 1995 - April 8, 1998
BISHOP, ALLEN, INC.Past·CRD# 2060
BD
New York, NY
August 31, 1995 - December 4, 1995
CIBC WORLD MARKETS CORP.Past·CRD# 630
BD
New York, NY
March 1, 1995 - September 19, 1995

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Current Firm

CT
COASTAL TRADE SECURITIES, LLC

COASTAL 1 TRADING, LLC | COASTAL TRADE SECURITIES, LLC

CRD#: 148246 / SEC#: 8-67999
BD
Cancelled by SEC on 11/20/2013

Contact Information

Established

Delaware since 07/07/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CT HOLDINGS GROUP, LLCHOLDING COMPANY—
APOLITO, CHRISTOPHER MMANAGING DIRECTOR2891689
MCGOVERN, MICHAEL ROBERTFINOP2522332
PRESTON, MARC AUIMANAGING DIRECTOR3042037

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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