Mark E. Peterson
Professional summary
Mark E Peterson is a registered financial professional currently at AVANT-GARDE TRADING SECURITIES located in Chicago, Illinois.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark E Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2020 - Present
AVANT-GARDE TRADING SECURITIES
Office #1: 30 S. Wacker Dr Suite 2840, Chicago, IL 60606October 28, 1999 - September 25, 2018
RAYMOND JAMES & ASSOCIATES, INC.
September 27, 1999 - November 11, 1999
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
AVANT-GARDE TRADING SECURITIES
CRD#: 292119 / SEC#: , 8-70068
Contact information
FINRA licenses (50 States and Territories)
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