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JP

John H. Payne

BROOKFIELD PRIVATE ADVISORS
NEW YORK, NY 10281-1048
CRD#: 2562447
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JP
John H PayneBROOKFIELD PRIVATE ADVISORS

Professional summary

John H Payne, who also goes by John H Payne, John Howard Payne IV, John Howard Payne, is a registered financial professional currently at BROOKFIELD PRIVATE ADVISORS LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John H Payne | John Howard Payne Iv | John Howard Payne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John H Payne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2026 - Present

BROOKFIELD PRIVATE ADVISORS LLC

Office #1: Brookfield Place 225 Liberty Street 8th Floor, New York, NY, 10281-1048
BD
CRD#: 151423
NEW YORK, NY
Past

January 24, 2014 - September 11, 2018

HEITMAN SECURITIES LLC

BD
CRD#: 13620
CHICAGO, IL
Past

March 19, 2012 - April 4, 2013

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
BOSTON, MA
Past

March 30, 1995 - August 19, 1996

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/28/2026)
RR
Alaska
(5/28/2026)
RR
Arizona
(5/28/2026)
RR
Arkansas
(5/28/2026)
RR
California
(5/28/2026)
RR
Colorado
(5/28/2026)
RR
Connecticut
(5/28/2026)
RR
Delaware
(5/28/2026)
RR
District of Columbia
(5/28/2026)
RR
Florida
(5/28/2026)
RR
Georgia
(5/28/2026)
RR
Hawaii
(5/28/2026)
RR
Idaho
(5/28/2026)
RR
Illinois
(5/28/2026)
RR
Indiana
(5/28/2026)
RR
Iowa
(5/28/2026)
RR
Kansas
(5/28/2026)
RR
Kentucky
(5/28/2026)
RR
Louisiana
(5/28/2026)
RR
Maine
(5/28/2026)
RR
Maryland
(5/28/2026)
RR
Massachusetts
(5/28/2026)
RR
Michigan
(5/28/2026)
RR
Minnesota
(5/28/2026)
RR
Mississippi
(5/28/2026)
RR
Missouri
(5/28/2026)
RR
Montana
(5/28/2026)
RR
Nebraska
(5/28/2026)
RR
Nevada
(5/28/2026)
RR
New Hampshire
(5/28/2026)
RR
New Jersey
(5/28/2026)
RR
New Mexico
(5/28/2026)
RR
New York
(5/28/2026)
RR
North Carolina
(5/28/2026)
RR
North Dakota
(5/28/2026)
RR
Ohio
(5/29/2026)
RR
Oklahoma
(5/28/2026)
RR
Oregon
(5/28/2026)
RR
Pennsylvania
(5/28/2026)
RR
Rhode Island
(5/28/2026)
RR
South Carolina
(5/28/2026)
RR
South Dakota
(5/28/2026)
RR
Tennessee
(5/28/2026)
RR
Texas
(5/28/2026)
RR
Utah
(5/28/2026)
RR
Vermont
(5/28/2026)
RR
Virginia
(5/28/2026)
RR
Washington
(5/28/2026)
RR
West Virginia
(5/28/2026)
RR
Wisconsin
(5/28/2026)
RR
Wyoming
(5/28/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/15/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/18/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/20/1995
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD FINANCIAL | GLOBAL CLIENT GROUP | BROOKFIELD PRIVATE ADVISORS LLC | BROOKFIELD FINANCIAL US, LLC

CRD#: 151423 / SEC#: , 8-68370

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Mailing Address
Brookfield Place 250 Vesey Street 15th Floor, New York, NY, 10281-1021
Phone number
(212) 417-7000
Established
Delaware since 07/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
BROOKFIELD US INC.MEMBER
BECK, RAFAELCFO & FINANCIAL OPERATIONS PRINCIPAL5718571
LEVI, DAVID WILLIAMCEO AND DIRECTOR2387908
SELIG, PHILIP SCOTTCHIEF COMPLIANCE OFFICER4593048
SRULOWITZ, MARKDIRECTOR6555246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROOKFIELD PRIVATE ADVISORS LLC

CRD#: 151423New York, NY 10281-1048

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