John H. Payne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John H Payne IV, who also goes by John H Payne, John Howard Payne IV, John Howard Payne, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2014 - September 11, 2018
HEITMAN SECURITIES LLC
March 19, 2012 - April 4, 2013
UBS ASSET MANAGEMENT (US) INC.
March 30, 1995 - August 19, 1996
BOFA DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HEITMAN SECURITIES LLC
CRD#: 13620 / SEC#: , 8-29393
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HEITMAN FINANCIAL SERVICES LLC | SOLE MEMBER | |
| ANGELOS, VASELEKE VICKY | EXECUTIVE VICE PRESIDENT | 4335346 |
| BARSKY, SCOTT | SENIOR VICE PRESIDENT | 8042206 |
| D'AGOSTINO, JOHN MICHAEL | SENIOR VICE PRESIDENT | 3104389 |
| HANSON, GABRIELLE PORTER | SENIOR VICE PRESIDENT | 7050637 |
| INGALL, LEWIS STEVEN | SENIOR MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT AND ASSISTANT SECRETARY | 4340352 |
| MANCUSO, JOHN ARTHUR | MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT | 6534363 |
| MCCARTHY, THOMAS DONOVAN | SENIOR MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | 2540415 |
| NICCHIA, LISA MARIE | SENIOR VICE PRESIDENT | 6747303 |
| POLITO, CHRISTINA ANN MISS | EXECUTIVE VICE PRESIDENT | 5418579 |
| RIEGER, EDWARD FRANCIS | SENIOR VICE PRESIDENT | 4361855 |
Red Flags
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