Seth D. Gerson
Professional summary
Seth D Gerson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Seth is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Seth had worked at 2 firms, which includes GERSON HOROWITZ GREEN SECURITIES CORP., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2004 - September 8, 2005
GERSON, HOROWITZ, GREEN SECURITIES CORP.
December 22, 1994 - May 17, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
GERSON, HOROWITZ, GREEN SECURITIES CORP.
CRD#: 2233 / SEC#: , 8-15521
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOROWITZ, ALBERT | PRESIDENT, CCO | |
| MAY, LAWRENCE EVAN | SHAREHOLDER | 323812 |
Red Flags
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