Arthur R. Aybar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Rafael Aybar, who also goes by Art Aybar, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1994. Arthur had worked at 12 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2017 - November 1, 2017
GIRARD SECURITIES, INC.
July 26, 2017 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
July 26, 2017 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
July 26, 2017 - October 17, 2022
CETERA WEALTH SERVICES, LLC
February 18, 2013 - October 17, 2022
CETERA ADVISORS LLC
August 9, 2010 - September 21, 2011
STONEX SECURITIES INC.
April 26, 2006 - August 23, 2010
CAMBRIDGE INVESTMENT RESEARCH, INC.
April 30, 2004 - April 27, 2006
MUTUAL SERVICE CORPORATION
February 20, 2002 - April 30, 2004
LEGEND EQUITIES CORPORATION
July 5, 2000 - February 15, 2002
ELECTRONIC TRADING GROUP, LLC
April 12, 1995 - July 3, 2000
AMERIPRISE ADVISOR SERVICES, INC.
November 25, 1994 - April 12, 1995
JOSEPH CHARLES & ASSOC., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/2/2000
Limited Representative-Equity Trader ExamCurrent Firm
GIRARD SECURITIES, INC.
CRD#: 18697 / SEC#: 801-61470, 8-36920
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARGERS ACQUISITION LLC | SHAREHOLDER | |
| BALLARD, JAMES DAVID | VP | 1714327 |
| BARRAGAN, JOHN ARTHUR III | PRESIDENT/COO | 2941942 |
| GRAHAM, LUANNE MARIE | ADVISORY CCO | 2310126 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| JACOBSEN, BRYAN K | B-D CCO, SECRETARY | 3055957 |
| KLICMAN, SHIRLEY ANNE | VP | 1771713 |
| OLSON, GREGORY ALAN | ASST. SECRETARY | 2692482 |
| ROGERS, JASON DYLAN | SENIOR EXECUTIVE VP | 2641674 |
| SHERROD, TRACI LYNN | AVP | 4321192 |
| SMILEY, STANLEY ROBERT | VP | 3004604 |
| TIETJEN, MARGARET SUSAN | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 1294862 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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