Harold J. Classick

DENVER PWM

Denver, CO 80222

Some features on this profile are disabled

CRD#: 2562034

Professional summary

Harold John Classick is a registered financial advisor currently at DENVER PWM, LLC located in Denver, Colorado.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Harold has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Harold John Classick is a practicing CPA at Classick Financial Services, Inc., a firm which Harold John Classick is a direct owner. He prepares tax returns as an outside business activity. Harold John Classick is compensated directly by clients for all such services. It is anticipated that a portion, (approximately 90%) of his time will be spent providing these tax services. Harold John Classick does business as Denver Private Wealth Management to market the services he provides.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold John Classick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2014 - Present

DENVER PWM, LLC

Office #1: 2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222

RIA

CRD#: 171139

Denver, CO

Past

November 29, 2011 - December 15, 2014

GILL CAPITAL PARTNERS, LLC

RIA

CRD#: 14559

DENVER, CO

Past

March 14, 1995 - February 1, 1999

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

January 9, 1995 - March 24, 1995

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DENVER PWM, LLC

CRD#: 171139 / SEC#: 801-79624

RIA

Registered Investment Advisory firm - (4/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/6/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DENVER PWM, LLC

CRD#: 171139 / SEC#: 801-79624

RIA

Registered Investment Advisory firm - (4/24/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2000 South Colorado Boulevard Tower One Suite 3700, Denver, CO 80222

Mailing Address

Phone number

(720) 354-3850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/17/2025)

Regulatory assets under management

Total Number of Accounts	1,078
AUM (Assets Under Management)	$ 554,076,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Harold J. Classick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold John Classick's CRS (Customer Relationship Summary).

Certified licenses

Experience

DENVER PWM, LLC

GILL CAPITAL PARTNERS, LLC

INVESTACORP, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

DENVER PWM, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2011

Series 63

Date: 1/13/1995

Series 6

Date: 1/6/1995

Current Firm

DENVER PWM, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DENVER PWM, LLC

TRUST BUT VERIFY

Similar Advisors