Susan D. Victory
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Diane Victory, CFP®, who also goes by Susan Diane Glover, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1995. Susan had worked at 8 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2014 - April 26, 2019
CARMICHAEL HILL & ASSOCIATES INC
February 24, 2012 - December 3, 2013
CAPITOL SECURITIES MANAGEMENT, INC.
February 24, 2012 - December 3, 2013
CAPITOL SECURITIES MANAGEMENT, INC.
January 2, 2009 - February 27, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 4, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 24, 2007 - December 31, 2010
VOSO FINANCIAL ADVISERS, LLC
November 7, 2006 - February 27, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 8, 2005 - April 5, 2006
TRIPP FINANCIAL CONSULTANTS, INC.
August 10, 2005 - January 23, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 16, 2002 - September 22, 2003
EQUITABLE ADVISORS, LLC
August 16, 2002 - September 22, 2003
EQUITABLE ADVISORS, LLC
February 8, 1995 - September 14, 2000
CHEVY CHASE FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARMICHAEL HILL & ASSOCIATES INC
CRD#: 105213 / SEC#: 801-34173
Contact information
Regulatory assets under management
| Total Number of Accounts | 893 |
| AUM (Assets Under Management) | $ 342,912,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
