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AA

Aviva Arnuk

THEMIS TRADING LLC
Chatham, NJ 07928
Some features on this profile are disabled
CRD#: 2561748
AA

Professional summary


Aviva Arnuk, who also goes by Aviva Sandler, is a registered financial professional currently at THEMIS TRADING LLC located in Chatham, New Jersey.

Aviva is registered as a RR (Registered Representative) and started their career in finance in 1995. Aviva has worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Aviva Sandler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Aviva Arnuk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 18, 2002 - Present

THEMIS TRADING LLC

Office #1: 10 Town Square, Suite 100, Chatham, NJ 07928Office #2: 10 Town Square, Suite 100, Chatham, NJ 07928
BD
CRD#: 120116
Chatham, NJ
Past

August 1, 2000 - February 15, 2002

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

May 15, 1995 - August 1, 2000

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/18/2002)

Exams


State Security Law Exam
RR
Series 63
Date: 12/12/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC

Current Firm


TT
THEMIS TRADING LLC
THEMIS TRADING LLC

CRD#: 120116 / SEC#: , 8-65260

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
10 Town Square, Suite 100, Chatham, NJ 07928
Mailing Address
10 Town Square, Suite 100, Chatham, NJ 07928
Phone number
(973) 665-9600
Established
Delaware since 02/19/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SALUZZI, JOSEPH CARLMANAGING MEMBER1806970
WILSON, SCOTT ANDREWMANAGING MEMBER1558866
ZAJAC, PAUL SCOTTCCO4096864
ZAJAC, PAUL SCOTTMANAGING MEMBER4096864
ZAJAC, PAUL SCOTTCEO4096864
ZAJAC, PAUL SCOTTCOO4096864
FULVIO, GENNARO JOHNCFO2435828
FULVIO, GENNARO JOHNFINANCIAL AND OPERATIONS PRINCIPAL2435828

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THEMIS TRADING LLC

CRD#: 120116Chatham, NJ 07928

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