Anthony A. Morelli
Professional summary
Anthony Armando Morelli was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Anthony had worked at 10 firms, which includes D.L. CROMWELL INVESTMENTS INC., MORGAN GRANT CAPITAL CORP., ASH FINANCIAL CORP., THE HAMILTON-SHEA GROUP INC., LANDMARK INTERNATIONAL EQUITIES, MEYERS POLLOCK ROBBINS INC., JARON EQUITIES CORP., TASIN & COMPANY INC., FIRST UNITED EQUITIES CORPORATION, STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1998 - January 6, 1999
D.L. CROMWELL INVESTMENTS, INC.
August 5, 1997 - June 30, 1998
MORGAN GRANT CAPITAL CORP.
April 25, 1997 - July 2, 1997
ASH FINANCIAL CORP.
December 24, 1996 - June 26, 1997
THE HAMILTON-SHEA GROUP, INC.
November 1, 1996 - December 13, 1996
LANDMARK INTERNATIONAL EQUITIES
October 22, 1996 - October 30, 1996
MEYERS POLLOCK ROBBINS, INC.
September 20, 1996 - October 21, 1996
JARON EQUITIES CORP.
August 20, 1996 - September 19, 1996
TASIN & COMPANY, INC.
August 18, 1995 - September 11, 1995
FIRST UNITED EQUITIES CORPORATION
June 14, 1995 - August 18, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
D.L. CROMWELL INVESTMENTS, INC.
CRD#: 37730 / SEC#: , 8-47938
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
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